From Ritual to Romance
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Jessie L. Weston >> From Ritual to Romance
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We are the gainers by any light that can possibly be thrown upon the
process of development of the story, but studies of the separate
symbols while they may, and do, afford valuable data for determining
the character and period of certain accretions, should not be regarded
as supplying proof of the origin of the related group.
Reference to some recent studies in the Legend will make my meaning
clear. A reviewer of my small Quest of the Holy Grail volume remarked
that I appeared to be ignorant of Miss Peebles's study The Legend of
Longinus "which materially strengthens the evidence for the Christian
origin."[2] Now this is precisely what, in my view, the study in
question, which I knew and possessed, does not do. As evidence for
the fact that the Grail legend has taken over certain features derived
from the popular 'Longinus' story (which, incidentally, no one disputed),
the essay is, I hold, sound, and valuable; as affording material for
determining the source of the Grail story, it is, on the other hand,
entirely without value.
On the principle laid down above no theory which purports to be
explanatory of the source of one symbol can be held satisfactory in a
case where that symbol does not stand alone. We cannot accept for the
Grail story a theory of origin which concerns itself with the Lance,
as independent of the Grail. In the study referred to the author has
been at immense pains to examine the different versions of the
'Longinus' legend, and to trace its development in literature; in no
single instance do we find Longinus and his Lance associated with a
Cup or Vase, receptacle of the Sacred Blood.
The plain fact is that in Christian art and tradition Lance and Cup
are not associated symbols. The Lance or Spear, as an instrument of
the Passion, is found in conjunction with the Cross, Nails, Sponge,
and Crown of Thorns, (anyone familiar with the wayside Crosses of
Catholic Europe will recognize this), not with the Chalice of the
Mass.[3] This latter is associated with the Host, or Agnus Dei.
Still less is the Spear to be found in connection with the Grail in
its Food-providing form of a Dish.
No doubt to this, critics who share the views of Golther and Burdach
will object, "but what of the Byzantine Mass? Do we not there find a
Spear connected with the Chalice?"[4]
I very much doubt whether we do--the so-called 'Holy Spear' of the
Byzantine, and present Greek, liturgy is simply a small silver
spear-shaped knife, nor can I discover that it was ever anything
else. I have made careful enquiries of liturgical scholars, and
consulted editions of Oriental liturgies, but I can find no evidence
that the knife (the use of which is to divide the Loaf which, in the
Oriental rite, corresponds to the Wafer of the Occidental, in a manner
symbolically corresponding to the Wounds actually inflicted on the
Divine Victim) was ever other than what it is to-day. It seems obvious,
from the method of employment, that an actual Spear could hardly have
been used, it would have been an impossibly unwieldy instrument for
the purpose.
Nor is the 'procession' in which the elements are carried from the
Chapel of the Prothesis to the Sanctuary of a public character
comparable with that of the Grail castle; the actual ceremony of the
Greek Mass takes place, of course, behind a veil. A point of
considerable interest, however, is, what caused this difference in the
Byzantine liturgy? What were the influences which led to the
introduction of a feature unknown to the Western rite? If, as the
result of the evidence set forth in these pages, the ultimate origin
of the Grail story be finally accepted as deriving from a prehistoric
ritual possessing elements of extraordinary persistence and vitality,
then the mise-en-scène of that story is older than the Byzantine
ritual. Students of the subject are well aware that the tradition of
ancient pre-Christian rites and ceremonies lingered on in the East
long after they had been banished by the more practical genius of the
West. It may well prove that so far from the Grail story being a
reminiscence of the Byzantine rite, that rite itself has been affected
by a ritual of which the Grail legend preserves a fragmentary record.
In my view a Christian origin for Lance and Cup, as associated
symbols, has not been made out; still less can it be postulated for
Lance and Cup as members of an extended group, including Dish, Sword,
and Stone.
On this point Professor Brown's attempt to find in Irish tradition the
origin of the Grail symbols is distinctly more satisfactory.[5]
I cannot accept as decisive the solution proposed, which seems to me
to be open to much the same criticism as that which would find in the
Lance the Lance of Longinus--both are occupied with details, rather
than with ensemble; both would find their justification as offering
evidence of accretion, rather than of origin; neither can provide us
with the required mise-en-scène.
But Professor Brown's theory is the more sound in that he is really
dealing with a group of associated symbols; in his view Lance and
Grail alike belong to the treasures of the Tuatha de Danann (that
legendary race of Irish ancestors, who were at once gods and kings),
and therefore ab initio belong together. But while I should, on the
whole, accept the affiliation of the two groups, and believe that the
treasures of the Tuatha de Danann really correspond to the symbols
displayed in the hall of the Grail castle, I cannot consider that the
one is the origin of the other. There is one very fundamental
difference, the importance of which I cannot ignore, but which, I
believe, has hitherto escaped Professor Brown's attention.
The object corresponding to the Grail itself is the cauldron of the
Dagda, "No company ever went from it unthankful" (or 'unsatisfied').[6]
Now this can in no sense be considered as a Cup, or Vase, nor is it the
true parallel to a Dish. The connection with the Grail is to be found
solely and exclusively in the food-providing properties ascribed to
both. But even here the position is radically different; the
impression we derive from the Irish text and its analogous parallels
is that of size (it is also called a 'tub'), and inexhaustible
content, it is a cauldron of plenty.[7] Now, neither of these
qualities can be postulated of the Grail; whatever its form, Cup or
Dish, it can easily be borne (in uplifted hands, entre ses mains
hautement porte) by a maiden, which certainly could not be postulated
of a cauldron! Nor is there any proof that the Vessel itself
contained the food with which the folk of the Grail castle were
regaled; the texts rather point to the conclusion that the appearance
of the Grail synchronized with a mysterious supply of food of a choice
and varied character. There is never any hint that the folk feed from
the Grail; the only suggestion of such feeding is in the 'Oiste,' by
which the father of the Fisher King (or the King himself) is
nourished.
In certain texts the separation of the two is clearly brought out; in
Joseph of Arimathea, for instance, the Fish caught by Brons is to be
placed at one end of the table, the Grail at the other. In Gawain's
adventure at the Grail castle, in the prose Lancelot, as the Grail is
carried through the hall "forthwith were the tables replenished with
the choicest meats in the world," but the table before Gawain remains
void and bare.[8] I submit that while the Grail is in certain phases
a food-supplying talisman it is not one of the same character as the
cauldrons of plenty; also while the food supply of these latter has
the marked characteristic of quantity, that of the Grail is remarkable
rather for quality, its choice character is always insisted upon.
The perusal of Professor Brown's subsequent study, Notes on Celtic
Cauldrons of Plenty and The Land-Beneath-the-Waves, has confirmed me
in my view that these special objects belong to another line of
tradition altogether; that which deals with an inexhaustible submarine
source of life, examples of which will be found in the 'Sampo' of the
Finnish Kalewala, and the ever-grinding mills of popular folk-tale.[9]
The fundamental idea here seems to be that of the origin of all Life
from Water, a very ancient idea, but one which, though akin to the
Grail tradition, is yet quite distinct therefrom. The study of this
special theme would, I believe, produce valuable results.[10]
On the whole, I am of the opinion that the treasures of the Tuatha de
Danann and the symbols of the Grail castle go back to a common
original, but that they have developed on different lines; in the
process of this development one 'Life' symbol has been exchanged for
another.
But Lance and Cup (or Vase) were in truth connected together in a
symbolic relation long ages before the institution of Christianity,
or the birth of Celtic tradition. They are sex symbols of immemorial
antiquity and world-wide diffusion, the Lance, or Spear, representing
the Male, the Cup, or Vase, the Female, reproductive energy.[12]
Found in juxtaposition, the Spear upright in the Vase, as in the
Bleheris and Balin (both, be it noted, Gawain) forms, their
signification is admitted by all familiar with 'Life' symbolism, and
they are absolutely in place as forming part of a ritual dealing with
the processes of life and reproductive vitality.[13]
A most remarkable and significant use of these symbols is found in the
ceremonies of the Samurai, the noble warrior caste of Japan. The
aspirant was (I am told still is) admitted into the caste at the age
of fourteen, when he was given over to the care of a guardian at least
fifteen years his senior, to whom he took an oath of obedience, which
was sworn upon the Spear. He remained celibate during the period
covered by the oath. When the Samurai was held to have attained the
degree of responsibility which would fit him for the full duties of a
citizen, a second solemn ceremony was held, at which he was released
from his previous vows, and presented with the Cup; he was henceforth
free to marry, but intercourse with women previous to this ceremony
was at one time punishable with death.[14]
That Lance and Cup are, outside the Grail story, 'Life' symbols, and
have been such from time immemorial, is a fact; why, then should they
not retain that character inside the framework of that story? An
acceptance of this interpretation will not only be in harmony with the
general mise-en-scène, but it will also explain finally and
satisfactorily, (a) the dominant position frequently assigned to the
Lance; (b) the fact that, while the Lance is borne in procession by a
youth, the Grail is carried by a maiden--the sex of the bearer
corresponds with the symbol borne.[15]
But Lance and Cup, though the most prominent of the Symbols, do
not always appear alone, but are associated with other objects, the
significance of which is not always apparent. Thus the Dish, which is
sometimes the form assumed by the Grail itself, at other times appears
as a tailléor, or carving platter of silver, carried in the same
procession as the Grail; or there may be two small tailléors; finally,
a Sword appears in varying rôles in the story.
I have already referred to the fact, first pointed out by the late Mr
Alfred Nutt,[16] that the four treasures of the Tuatha de Danann
correspond generally with the group of symbols found in the Grail
romances; this correspondence becomes the more interesting in view of
the fact that these mysterious Beings are now recognized as alike
Demons of Fertility and Lords of Life. As Mr Nutt subsequently
pointed out, the 'Treasures' may well be, Sword and Cauldron certainly
are, 'Life' symbols.
Of direct connection between these Celtic objects and the Grail story
there is no trace; as remarked above, we have no Irish Folk or Hero
tale at all corresponding to the Legend; the relation must, therefore,
go back beyond the date of formation of these tales, i.e., it must be
considered as one of origin rather than of dependence.
But we have further evidence that these four objects do, in fact, form
a special group entirely independent of any appearance in Folk-lore or
Romance. They exist to-day as the four suits of the Tarot.
Students of the Grail texts, whose attention is mainly occupied with
Medieval Literature, may not be familiar with the word Tarot, or aware
of its meaning. It is the name given to a pack of cards,
seventy-eight in number, of which twenty-two are designated as the
'Keys.'
These cards are divided into four suits, which correspond with those
of the ordinary cards; they are:
Cup (Chalice, or Goblet)--Hearts.
Lance (Wand, or Sceptre)--Diamonds.
Sword--Spades.
Dish (Circles, or Pentangles, the form varies)--Clubs.
To-day the Tarot has fallen somewhat into disrepute, being principally
used for purposes of divination, but its origin, and precise relation
to our present playing-cards, are questions of considerable
antiquarian interest. Were these cards the direct parents of our
modern pack, or are they entirely distinct therefrom?[17]
Some writers are disposed to assign a very high antiquity to the
Tarot. Traditionally, it is said to have been brought from Egypt;
there is no doubt that parallel designs and combinations are to be
found in the surviving decorations of Egyptian temples, notably in the
astronomic designs on the ceiling of one of the halls of the palace of
Medinet Abou, which is supported on twenty-two columns (a number
corresponding to the 'keys' of the Tarot), and also repeated in a
calendar sculptured on the southern façade of the same building, under
a sovereign of the XXIII dynasty. This calendar is supposed to have
been connected with the periodic rise and fall of the waters of the
Nile.[18]
The Tarot has also been connected with an ancient Chinese monument,
traditionally erected in commemoration of the drying up of the waters
of the Deluge by Yao. The face of this monument is divided up into
small sections corresponding in size and number with the cards of the
Tarot, and bearing characters which have, so far, not been
deciphered.
What is certain is that these cards are used to-day by the Gipsies for
purposes of divination, and the opinion of those who have studied the
subject is that there is some real ground for the popular tradition
that they were introduced into Europe by this mysterious people.
In a very interesting article on the subject in The Journal of the
Gipsy-Lore Society,[19] Mr De la Hoste Ranking examines closely into
the figures depicted on the various cards, and the names attached to
the suits by the Gipsies. He comes to the conclusion that many of
the words are of Sanskrit, or Hindustani, origin, and sums up the
result of the internal evidence as follows: "The Tarot was introduced
by a race speaking an Indian dialect. The figure known as 'The Pope'
shows the influence of the Orthodox Eastern Faith; he is bearded, and
carries the Triple Cross. The card called 'The King' represents a
figure with the head-dress of a Russian Grand-Duke, and a shield bearing
the Polish eagle. Thus the people who used the Tarot must have been
familiar with a country where the Orthodox Faith prevailed, and which
was ruled by princes of the status of Grand-Dukes. The general result
seems to point to a genuine basis for the belief that the Tarot was
introduced into Europe from the East."
As regards the group of symbols in general, Mr W. B. Yeats, whose
practical acquaintance with Medieval and Modern Magic is well known,
writes: "(1) Cup, Lance, Dish, Sword, in slightly varying forms, have
never lost their mystic significance, and are to-day a part of magical
operations. (2) The memory kept by the four suits of the Tarot, Cup,
Lance, Sword, Pentangle (Dish), is an esoterical notation for
fortune-telling purposes."[20]
But if the connection with the Egyptian and Chinese monuments,
referred to above, is genuine, the original use of the 'Tarot' would
seem to have been, not to foretell the Future in general, but to
predict the rise and fall of the waters which brought fertility to the
land.
Such use would bring the 'Suits' into line with the analogous symbols
of the Grail castle and the treasures of the Tuatha de Danann, both of
which we have seen to be connected with the embodiment of the
reproductive forces of Nature.
If it is difficult to establish a direct connection between these two
latter, it is practically impossible to argue any connection between
either group and the 'Tarot'; no one has as yet ventured to suggest the
popularity of the works of Chrétien de Troyes among the Gipsies! Yet
the correspondence can hardly be fortuitous. I would suggest that,
while Lance and Cup, in their associated form, are primarily symbols
of Human Life energy, in conjunction with others they formed a group
of 'Fertility' symbols, connected with a very ancient ritual, of which
fragmentary survivals alone have been preserved to us.
This view will, I believe, receive support from the evidence of the
ceremonial Dances which formed so important a part of 'Fertility'
ritual, and which survive in so many places to this day. If we find
these symbols reappearing as a part of these dances, their real
significance can hardly be disputed.
CHAPTER VII
The Sword Dance
The subject we are now about to consider is one which of late years
has attracted considerable attention, and much acute criticism has
been expended on the question of its origin and significance.
Valuable material has been collected, but the studies, so far, have
been individual, and independent, the much needed travail d'ensemble
has not yet appeared.
One definite result has, however, been obtained; it is now generally
admitted that the so-called Sword Dances, with the closely related
Morris Dances, and Mumming Plays, are not mere survivals of martial
exercises, an inherited tradition from our warrior ancestors, but
were solemn, ceremonial (in some cases there is reason to believe,
Initiatory) dances, performed at stated seasons of the year, and
directly and intimately connected with the ritual of which we have
treated in previous chapters, a ritual designed to preserve and
promote the regular and ordered sequence of the processes of Nature.
And here, again, our enquiry must begin with the very earliest
records of our race, with the traditions of our Aryan forefathers.
The earliest recorded Sword Dancers are undoubtedly the Maruts, those
swift-footed youths in gleaming armour who are the faithful attendants
on the great god, Indra. Professor von Schroeder, in Mysterium und
Mimus, describes them thus:[1] they are a group of youths of equal age
and identical parentage, they are always depicted as attired in the
same manner, "Sie sind reich und prächtig geschmückt, mit Goldschmuck
auf der Brust, mit Spangen an den Händen, Hirschfelle tragen sie auf
den Schultern. Vor allem aber sind sie kriegerisch gerüstet, funkelnde
Speere tragen sie in den Händen, oder auch goldene Äxte. Goldene
Harnische oder Mäntel umhüllen sie, goldene Helme schimmern auf ihren
Häuptern. Nie erscheinen sie ohne Wehr und Waffen. Es scheint dass
diese ganz und gar zu ihren Wesen gehören."
The writer goes on to remark that when such a band of armed youths,
all of the same age, always closely associated with each other, are
represented as Dancers, and always as Dancers--"dann haben wir
unabweislich das Bild eines Waffentanzes vor unseren Augen"--and
Professor von Schroeder is undoubtedly right.
Constantly throughout the Rig-Veda the Maruts are referred to as Dancers,
"gold-bedecked Dancers," "with songs of praise they danced round the
spring," "When ye Maruts spear-armed dance, they (i.e., the Heavens)
stream together like waves of water."[2]
And a special moment for the dance of these glorious youths "ever
young brothers of whom none is elder, none younger"[3] is that of the
ceremonial sacrifice, "sie tanzen auf ihren himmlischen Bahnen, sie
springen und tanzen auch bei den Opferfesten der Menschen."[4]
The Maruts, as said above, were conceived of as the companions of
Indra, and helpers in his fight against his monstrous adversaries;
thus they were included in the sacrifices offered in honour of that
Deity.
One of the most striking of the ritual Dramas reconstructed by
Professor von Schroeder is that which represents Indra as indignantly
rejecting the claim of the Maruts to share in such a sacrifice; they
had failed to support him in his conflict with the dragon, Vritra,
when by his might he loosed the waters, 'neither to-day, nor
to-morrow' will he accept a sacrifice of which they share the honour;
it requires all the tact of the Offerer, Agastya, and of the leader of
the Maruts to soothe the offended Deity.[5]
Here I would draw attention to the significant fact that the feat
celebrated is that to which I have previously referred as the most
famous of all the deeds attributed to Indra, the 'Freeing of the
Waters,' and here the Maruts are associated with the god.
But they were also the objects of independent worship. They were
specially honoured at the Câturmâsya, the feasts which heralded the
commencement of the three seasons of four months each into which the
Indian year was divided, a division corresponding respectively to the
hot, the cool, and the wet, season. The advantages to be derived from
the worship of the Maruts may be deduced from the following extracts
from the Rig-Veda, which devotes more than thirty hymns to their
praise. "The adorable Maruts, armed with bright lances, and cuirassed
with golden breastplates, enjoy vigorous existence; may the cars of
the quick-moving Maruts arrive for our good." "Bringers of rain and
fertility, shedding water, augmenting food." "Givers of abundant
food." "Your milchkine are never dry." "We invoke the food-laden
chariots of the Maruts."[6] Nothing can be clearer than this; the
Maruts are 'daimons' of fertility, the worship of whom will secure the
necessary supply of the fruits of the earth.
The close association of the Maruts with Indra, the great Nature god,
has led some scholars to regard them as personifications of a special
manifestation of Nature, as Wind-gods. Professor von Schroeder points
out that their father was the god Rudra, later known as Çiva, the god
of departed souls, and of fruitfulness, i.e., a Chthonian deity, and
suggests that the Maruts represent the "in Wind und Sturm dahinjagende
Seelenschar."[7] He points out that the belief in a troop of departed
souls is an integral part of Aryan tradition, and classifies such
belief under four main headings.
1. Under the form of a spectral Hunt, the Wild Huntsman well known in
European Folk-lore. He equates this with Dionysus Zagreus, and the
Hunt of Artemis-Hekate.
2. That of a spectral Army, the souls of warriors slain in
fight. The Northern Einherier belong to this class, and the many
traditions of spectral combats, and ghostly battles, heard, but not
seen.
3. The conception of a host of women in a condition of ecstatic
exaltation bordering on madness, who appear girdled with snakes, or
hissing like snakes, tear living animals to pieces, and devour the
flesh. The classic examples here are the Greek Maenads, and the
Indian Senâs, who accompany Rudra.
4. The conception of a train of theriomorphic, phallic, demons of
fertility, with their companion group of fair women. Such are the
Satyrs and Nymphs of Greek, the Gandharvas and Apsaras of Indian,
Mythology.
To these four main groups may be added the belief among Germanic
peoples, also among the Letts, in a troop of Child Souls.
These four groups, in more or less modified forms, appear closely
connected with the dominant Spirit of Vegetation, by whatever name
that spirit may be known.
According to von Schroeder there was, among the Aryan peoples
generally, a tendency to regard the dead as assuming the character of
daimons of fertility. This view the learned Professor considers
to be at the root of the annual celebrations in honour of the
Departed, the 'Feast of Souls,' which characterized the commencement
of the winter season, and is retained in the Catholic conception of
November as the month of the Dead.[8]
In any case we may safely conclude that the Maruts, represented as
armed youths, were worshipped as deities of fruitfulness; that their
dances were of a ceremonial character; and that they were, by nature
and origin, closely connected with spirits of fertility of a lower
order, such as the Gandharvas. It also appears probable that, if the
Dramas of which traces have been preserved in the Rig-Veda, were, as
scholars are now of opinion, once actually represented, the
mythological conception of the Maruts must have found its embodiment
in youths, most probably of the priestly caste, who played their rôle,
and actually danced the ceremonial Sword Dance. As von Schroeder says,
"Kein Zweifel dass sie dabei von menschlichen, resp. priesterlichen
Personen dargestellt wurden.[9]
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